Kickoff Meeting · March 25, 2026

Herkimer County AI & Cybersecurity Policy Initiative

A partnership between SUNY Polytechnic Institute and Herkimer County to develop a comprehensive AI and cybersecurity policy framework organized around county departments and operations. Target adoption by the county legislature: November 2026.

Steve Schneider · Asela Abeya · SUNY Poly AIX
1Project scope, deliverables, and timeline
2Shared workspace setup
3Operational materials — scope and protocols
4The seven dimensions — initial conversation
5Workshop staff: identify DSS and department audiences
6Neighboring county outreach — status update
7Next steps and April 22 agenda

2026 Workflow

Steps
01 — Ingest

County operational documents: handbooks, job descriptions, procedures, and forms processed into structured knowledge base.

02 — Outline

Define full set of policy topics organized by department, role, and function. Table of contents for comprehensive policy document.

03 — Calibrate Framework

County administrator, IT director, and DSS leadership establish what the three framing dimensions (Equity, Human Impact, Infrastructure Impact) and four operational dimensions (Security, Innovation, Efficiency, Accountability) mean concretely for Herkimer County operations.

04 — Generate

For each topic, complete set of policy options across selected dimensions, each reflecting different value priorities.

05 — Recalibrate and Regenerate

Based on exploration and staff feedback, refine dimensional calibrations and regenerate policy options. Cycle through calibration, generation, and exploration until recommended policy package emerges.

06 — Formalize

Final generation rendered in formal policy language. Complete policy document prepared for county review and adoption.

07 — Review

County staff and leadership review formalized policy document. Final edits and sign-off before legislative presentation.

08 — Adopt

County administrator presents recommended policy to County Legislature. Legislative adoption target: November 4, 2026.

Monthly Meetings
Wed Mar 25

Ingest (begin), Outline (review), Calibrate Framework (intro)

Wed Apr 22

Calibrate Framework (primary work)

Wed May 13

Outline (refine), Calibrate Framework (refine)

Wed Jun 10

Generate (present)

Wed Jul 8

Recalibrate and Regenerate (review)

Wed Aug 5

Recalibrate and Regenerate (refine)

Wed Sep 9

Recalibrate and Regenerate (finalize)

Wed Oct 7

Formalize (final policy document)

Wed Oct 21

Review (final edits and sign-off)

Workshops
Wed Jun 10

Generate (present), Recalibrate and Regenerate (introduce)

Wed Jul 15

Recalibrate and Regenerate (deliberate)

Wed Sep 23

Recalibrate and Regenerate (finalize), Formalize (prepare)

Wed Oct 21

Adopt (present to Legislature)

March to November 2026

All dates are proposed and adjustable. Workshops are 2.5-hour facilitated sessions. Monthly meetings are working sessions with the county administrator, IT director, and DSS leadership.

DateEvent
Wed Mar 25Kickoff / Monthly Meeting #1 Today
Wed Apr 22Monthly Meeting #2: framework development and dimension calibration
Wed May 13Monthly Meeting #3: synthesis document review and dimension refinement
Wed Jun 10Workshop #1: AI landscape, values framework, policy options overview Workshop
Wed Jul 8Monthly Meeting #4: policy draft review
Wed Jul 15Workshop #2: policy deliberation and staff training track Workshop
Wed Aug 5Monthly Meeting #5: policy iteration
Wed Sep 9Monthly Meeting #6: legislative briefing preparation
Wed Sep 23Workshop #3: policy review and staff training track Workshop
Wed Oct 7Monthly Meeting #7: legislative briefing preparation
Wed Oct 21Workshop #4: County Legislature Workshop
Wed Nov 4Legislative Adoption (target date)

What We Need from the County

Four asks. SUNY Poly handles framework design, policy generation, facilitation, and delivery.

Operational Materials
Digital copies of policy handbooks, employee handbooks, job descriptions, departmental procedures, and forms at whatever scope the county determines is appropriate. These feed the Policy Explorer and ensure policy language reflects how Herkimer County actually operates.
Staff Participation in Validation
Designated windows where county staff review generated policy text against their operational knowledge. Staff build familiarity with the AI and cybersecurity landscape by working through policy options. This serves both quality assurance and training functions.
Workshop Attendance
Participation from county leadership, department heads, and designated staff across the four workshops. Workshops 2 and 3 include focused training tracks organized by department or function as determined by the county.
Neighboring County Outreach
The county administrator has agreed to extend an invitation to peer counties for potential participation. The project methodology is designed for regional transferability, and participation from neighboring counties strengthens the process for all parties.
Discussion: Dimension Calibration, April 22
Monthly Meeting #2 (April 22): This is our first dimension calibration session. We'll work through what each of the seven dimensions actually means for Herkimer County operations.

Core group: County administrator, IT director, and DSS leadership.

A few questions for today:
  • Should we bring in additional department staff? If so, which ones?
  • How would you like to structure their participation?
  • Would pre-meeting materials help? We can provide them at three lengths: 25 words, 100 words, or 250 words — covering the full framework plus each dimension separately.

We'll prepare these materials for ourselves and share them with you in a week or two.

The Framing Dimensions

Three global constraints set once and applied to every policy item. These establish the ethical context for all policy option generation.

Equity
AI tools and policies are transparent in how they treat employees, residents, service providers, and recipients, including the assumptions embedded in that treatment.
Hi: Equity is an active constraint. All AI tools are reviewed for differential impact before deployment; treatment assumptions are documented and audited.
Neutral: AI tools and policies should not systematically disadvantage any group; differential treatment is unintentional and addressed when identified.
Lo: Equity is a goal but not a procedural requirement; concerns are addressed when raised.
Human Impact
The effects of AI-assisted decisions on individuals and families remain visible and subject to human review.
Hi: No AI-assisted decision affecting an individual is final without human review; every determination is documented and appealable.
Neutral: AI-assisted decisions affecting individuals remain subject to human oversight where practicable.
Lo: Human review is available for AI-assisted decisions but not required as a standard step.
Infrastructure Impact
The material costs of AI adoption — energy use, data infrastructure, procurement, sustainability — are recognized as relevant to county operations and policy.
Hi: Energy use, data infrastructure costs, vendor dependency, and sustainability are formally evaluated as criteria before any AI tool is adopted.
Neutral: Material costs of AI adoption are considered in procurement planning alongside other operational factors.
Lo: Infrastructure costs are tracked but do not constitute a barrier to adoption decisions.

The Operational Dimensions

Four dimensions. These placeholder definitions will be calibrated with the county on April 22.

Security
Protecting county systems, data, and residents from harm or exposure.
Hi: approved, vetted tools; data stays on county networks.
Lo: any available tool permitted.
Efficiency
Reducing friction and cost in how county work gets done.
Hi: act on AI output directly; no extra approval step.
Lo: supervisor sign-off required before use.
Innovation
Encouraging staff to use emerging tools that improve county services.
Hi: staff encouraged to experiment with new tools.
Lo: one county-designated tool only.
Accountability
Clear human responsibility for AI-assisted decisions.
Hi: Every use logged with staff ID, tool, timestamp, 90 days.
Lo: No logging required.

The Policy Explorer

Use case: County staff use AI to assist in drafting official communications: letters, notices, formal responses. Toggle each dimension Hi or Lo.

Click a dimension to toggle Hi / Lo. The policy sentence updates instantly. Each dimension's contribution is highlighted in its color.